Audit and Assurance

AUDITS & REVIEWS

Haynie & Company is a trusted CPA Firm with extensive audit experience. Our team of Certified Public Accountants and Management Consultants provide internal and external audits for businesses throughout the United States. We work objectively and continuously to provide accurate and timely results.

 

An audit is an in-depth examination of a business’s financial information and documentation. Audits are typically performed by independent parties to assure that the information is accurate and to identify any financial challenges or opportunities that may lie ahead.

  • Acquisitions and merger audits and due diligence
  • Agreed-upon procedure engagements
  • Closely held private business audits, reviews, and compilations
  • Surprise examinations for Registered Investment Advisors (RIA)
  • Corporate outsourcing
  • Cost certifications for HUD and low-income housing tax credit (LIHTC)
  • Employee benefit plan audits and reviews
  • Financial forensics
  • Fraud detection, fraud prevention, anti-fraud system implementation
  • Expert witness testimony and damage analysis

  • Governmental audits
  • School District and Charter School Audits
  • Student Tuition Organization (STO) Audits and Reviews
  • Single Audits (Uniform Guidance)
  • HUD mortgagor and contractor cost certifications
  • International accounting and auditing (IFRS implementation)
  • Not-for-profit organizations audits and reviews
  • Outsourced internal audits
  • Homeowners’ association audits and reviews
  • Registered broker-dealer audits

SEC Audits & Reviews

The United States Securities and Exchange Commission (SEC) sets regulations to protect investors and to ensure the securities market operates fairly and systematically. SEC audits are performed to identify if federally registered investment advisors are in compliance with these regulations. SEC audits are typically completed on a routine basis, but investment advisors may be subject to an unannounced audit. The best way to ensure your business is always in compliance with the SEC is to be prepared.

 

At Haynie & Company, we help businesses to prepare for SEC audits and work with many on an ongoing basis. Our team of professionals will identify any areas of concern that can be fixed prior to an audit, helping to save your company time and money. We have experience with the following auditing services:

  • Public Company Accounting Oversight Board (PCAOB) registered
  • SEC Audits, Review and Consultations
  • Annual and quarterly filing assistance
  • Preparation and review of public filings prior to auditor review
  • Sarbanes-Oxley Section 404 internal control implementation
  • Other required SEC filings
  • Privatization

LIHTC Compliance

The Low-Income Housing Tax Credit (LIHTC) is one of the most effective financing tools used to create quality, affordable housing in our communities. While LIHTC is an excellent financial option, it contains many complex rules that are generated by the IRS and housing finance agencies. To successfully navigate these rules and regulations, we recommend hiring an experienced CPA firm like Haynie & Company. We have specialized expertise in affordable housing and can help developers, syndicators, and investors to achieve LIHTC compliance.