SEC Audits in Denver

SEC compliance is critical for the routine operations of any publicly-traded company. Most importantly, thoroughly audited financial statements maintain honesty and integrity, enabling a company to be transparent with its investors.


Haynie & Company is an experienced Denver SEC audit firm. Our audit and assurance CPAs have executed numerous SEC audits over the years. We are registered with the Public Company Accounting Oversight Board (PCAOB) and we serve small to mid-size public companies in a variety of industries including manufacturing, technology, and more.


If you’re in search of SEC audit services in Denver, we’re ready to grow with you!


At Haynie & Company, we work with businesses from various industries to help them prepare for SEC audits. In addition, we help small to mid-size registrants with annual consulting and quarterly reviews throughout each fiscal year.

Our team of professional CPAs has experience with the following auditing services:


  • SEC Audits, reviews, and consultations
  • Annual and quarterly filing assistance
  • Preparation and review of public filings prior to auditor review
  • Sarbanes-Oxley Section 404 internal control implementation
  • Privatization
  • Registration statement review
  • Initial public offerings
  • Complex debt and equity transactions
  • Foreign and domestic operations


Many public companies find it difficult to keep up with today’s ever-changing SEC reporting requirements. Fortunately, the Denver SEC Audit CPAs at Haynie & Company are experts at implementing and reporting on these complex matters with up-to-date knowledge of PCAOB requirements. Our SEC audit response experts understand the issues affecting publicly-traded companies and are here to help you and your business reach your full potential. No stone is left unturned, and no fine print goes unread!


When a company registers with the SEC (securities and exchange commission), the company must disclose certain information about its financial status. This information must be audited by a third party to ensure its accuracy. The third party is known as an auditor and must be a certified public accountant acting independently.


The auditor examines the company’s financial statements filed during a certain time period. Then, they provide a written report that includes an opinion on the authenticity of the data. When presented fairly, an unbiased opinion on the authenticity of a company’s financial reporting helps provide assurance to public investors.


What should an audit client expect? SEC audits usually require a review of the following information about a company:


  • clients (new accounts and terminated accounts)
  • pricing
  • purchases
  • sales
  • trades

If this information is missing, incomplete, or poorly maintained, the company may receive a deficiency letter or sanction.


Reports filed with the SEC must be prepared in accordance with “Generally Accepted Accounting Principles,” or “GAAP.” Whether a certified public accountant is working with a public company or a private company, auditor independence is crucial for honest, objective financial reporting. When looking for accountants for SEC audits, certain restrictions apply.


Auditors must be independent — i.e. unaffiliated — of the company on which they are reporting. This means there can be no mutual or conflicting interest, and they must show “objective and impartial judgment.”


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Why Choose Haynie & Company?

Haynie & Company has been a proud provider of professional accounting services since 1960. Our full-service CPA firm in Littleton, near Denver, helps Colorado businesses stay on top of their finances in numerous ways.


After passing their CPA exam, our certified public accountants remain committed to ongoing education to give you the very best service possible. Plus, as a PCAOB-registered firm, our independent auditors know how to catch mistakes before they turn into crises.


In everything we do, we remain thorough, reliable, transparent, and honest. It’s all part of our dedication to ensuring the accuracy of the accounting industry and upholding the integrity of American commerce.

Contact Haynie & Company Today for A Free Consultation On Denver SEC Audits

Effective SEC audit response is important for the success of any publicly-traded company. Implement effective internal control, uphold strong business relationships, and protect the trust of your investors with help from an independent auditor.


Take advantage of Haynie & Company’s deep understanding of regulatory accounting practices. When preparing for an SEC audit, turn to our team of specialized SEC audit CPAs. Give us a call or visit us online today to schedule a free consultation.


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